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FAA and Reporting requirements

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jetstar1

Active member
Joined
Jan 24, 2005
Posts
37
Just a question here,

I had a dui/violation back in 92 which was reported to the FAA as an arrest. I stopped flying due to family issues and never got a medical since the incident so it was only notified in letter format at this point. I got stung back in 94 again and went into counseling but was not an active pilot and did not think i was going to pursue it ever again so it was never reported to the FAA. I have learned my lesson and have been good ever since. I am by no means trying to buck the system here just need some advise from anyone that had a similar type of thing happen to them and what they did about it and what came out of it. I did call AOPA legal and they told me to just send a letter and deal with the actions after you apply for a medical/ maybe 180 day suspend for not reporting/ Believe it or not he even suggested that i could take my chances and not report the one from 94 but it would obviously be hanging over my head for some time to come. I have run an NDR check on myself and there is NO record at all so if i put previously reported for the one in 92 they won't even see in on NDR record so should i still report it from 94? These were not convictions at all on my record. Any advise would be helpful
 
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jetstar1 said:
These were not convictions at all on my record.

If you were not convicted, you are not required to report.
FAR 61.15 talks about "convictions", not arrests. If you have not had a conviction, don't report anything.
If you have, report it. They'll find it.
 
jetstar1 said:
I got stung back in 94 again and went into counseling but was not an active pilot and did not think i was going to pursue it ever again so it was never reported to the FAA.
I don't know what you mean by "got stung", but I assume that you meant an arrest and conviction for DUI. I can sympathize with the not reporting because you wern't interested in flying any more. However, the FAA doesn't sympathize. I recall reading an NTSB transcript of a gut just like you. quite flyying, it was just a hobby and he didn't think he was interested any more. 6-7 years later he got re-interested in flying, but in the meantime, he'd had a DUI he hadn't reported. Anyway, the faa gave him an enforcement. DOn't recall what hte penalty was but he lost on appeal.

Maybe you do just have to take your lumps, I don't know.
 
Thanks for the reply, Yes this sucks i mean we all make mistakes and some just are a little more unlucky then others. I am not sure what i will do. I would like to to the right thing here but if it is going to cause me to go to hell and back (who know's). They should give some kind of lenencey at least since i did not fudge a medical form and was not an active pilot and this all took place over 10 yrs ago.
 
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jetstar1 said:
Thanks for the reply, Yes this sucks i mean we all make mistakes and some just are a little more unlucky then others. I am not sure what i will do. I would like to to the right thing here but if it is going to cause me to go to hell and back (who know's). They should give some kind of lenencey at least since i did not fudge a medical form and was not an active pilot and this all took place over 10 yrs ago.

If your serious you might want to find a good aviation attorney to help you or atleast give you some advice. If your serious he/she may be able to smooth things over with FAA, then again maybe not.
 
nosehair said:


If you were not convicted, you are not required to report.​
Not true. Most states have procedures for loss of driving privileges even if the charge does not result in a conviction. That loss of driving privilege is a "motor vehicle action" under 61.15 and must be reported. If you lose your driving privileges =and= get convicted, you need to report twice.

jetstar? The problem is, as others noted, that 61.15 gives you reporting requirements so long as you have a pilot certificate, even if you are not actively flying and don't have a medical.

Advice: Get a lawyer. Hope is not necessarily lost even though the FAA does treat the failure to report very seriously. If you don't know one and are a AOPA member, you can check the Legal Service Plan list even if you don't subscribe to the plan. Not all handle everything, so call at least 3 in your area, tell them the situation, and get a feel for who seems to make sense and who you feel comfortable with.​
 
Yes thanks for the advice i am downloading the list from AOPA right now. I hope i can get some sound advice from one of these guys.
 
midlifeflyer said:
Not true. Most states have procedures for loss of driving privileges even if the charge does not result in a conviction...
Don't you mean to say that some states will apply to have you suspended or revoked prior to your court date or disposition?

If a state revoked me for six months and it turned out a year later THEY were wrong, I'd be getting me some of that state budget money.
 
FN FAL said:
Don't you mean to say that some states will apply to have you suspended or revoked prior to your court date or disposition?
Depends. There's a lot of variety out there.

In some states, suspension pending disposition is on application as part of the court proceedings, as you describe.

In other states, there is a separate administrative procedure in which the licensing agency can do the suspension through an administrative procedure that has nothing whatsoever to do with the criminal proceedings. It's possible to have your license suspended through that process even if you "win" the DUI trial in the criminal courts, due to different standards of proof in each.

There are at least a few other variations on the theme of loss of driving privilege without a conviction. That variety is probably the reason 61.15 defines "motor vehicle action" the way it does.

If a state revoked me for six months and it turned out a year later THEY were wrong, I'd be getting me some of that state budget money.
Good luck. First, it's not necessarily "wrong." Second, my bet would be that in better than 90% of the states, governmental immunity would apply to a "wrong" decision.
 
midlifeflyer said:
Good luck. First, it's not necessarily "wrong." Second, my bet would be that in better than 90% of the states, governmental immunity would apply to a "wrong" decision.
Randy Weaver got 3 million dollars in a "wrong" decision made by the federal government. I'd like to see you cite your references that the government can operate negiligently and not be held responsible for it's actions.

The military can't be sued...that's why the widows of the C 130 crew that flew the dead stick 4 engine flameout aircraft, sued manufacturers of the C 130 and it's components.
 
midlifeflyer said:
...In other states, there is a separate administrative procedure in which the licensing agency can do the suspension through an administrative procedure that has nothing whatsoever to do with the criminal proceedings. It's possible to have your license suspended through that process even if you "win" the DUI trial in the criminal courts, due to different standards of proof in each.

There are at least a few other variations on the theme of loss of driving privilege without a conviction. That variety is probably the reason 61.15 defines "motor vehicle action" the way it does.
First offense DUI is not a "criminal" offense in WI...it's a civil offense.

In WI, the officer will hand you a pink piece of paper that he will simply tell you is a "reciept" for your driver's license. This is really a "notice to suspend" and becomes a 30 day temporary license for the alleged violator and gives him/her something to drive on until they suspend you after the judicial review.

Here's where a pilot who gets pinched, may want to pay attention. You may attend the judicial review and ask that your license not be suspended untill your actual court disposition. Then, if you can postpone your court case for a year, you might be able to postpone your FAA notification and your employer notification until after you have met your probationary period of employment...it could be something to think about.

Otherwise, for most people, it's probably going to be better to get the suspension out of the way as soon as possible, by taking it up front at the judicial review determination. If you read the last sentence in the quoted material, it is said that the adminstrative and the court imposed suspensions run concurently...which means if you take your suspension up front, when you are tried and found guilty, the court will see that you already served your suspension already. You do not get a second suspension.

In Wisconsin, first-time Operating While Intoxicated (OWI) offenses are treated as civil rather than criminal offenses and may be adjudicated by municipal courts. Wisconsin statutes prohibit prosecutors from reducing OWI offenses to lesser offenses, and deferred prosecution also is generally prohibited.
Wisconsin imposes both an administrative and a court-imposed license suspension for the first OWI offense. The administrative penalties include a mandatory six-month suspension for persons who fail the BAC test and a mandatory one-year revocation if the BAC test is refused. The administrative penalties are imposed 30 days after the date of the offense. If the driver fails the test, the law enforcement officer takes immediate possession of the driver's license and gives notice to the driver that the license will be administratively suspended and that the driver has the right to obtain an administrative and judicial review. This notice serves as a 30-day temporary license. The officer then forwards the license to the Division of Motor Vehicles, which suspends the license if the driver does not appeal. The process is similar in the case of a test refusal, except that the officer gives the driver a notice to revoke by court order, and then forwards the license to the court, with copies to the prosecutor and the Division of Motor Vehicles. Upon conviction for OWI, offenders receive a court-imposed license revocation of six to nine months. The administrative and court-imposed license penalties must run concurrently.
 
The military can't be sued...that's why the widows of the C 130 crew that flew the dead stick 4 engine flameout aircraft, sued manufacturers of the C 130 and it's components.

That wasn't a flame-out, it was a four engine roll back, and it wasn't the military's fault.

Proceedures are available for the four engine rollback in the Herc.
 
avbug said:
That wasn't a flame-out, it was a four engine roll back, and it wasn't the military's fault.

Proceedures are available for the four engine rollback in the Herc.

The us error force says King-56 flew on a single fuselage tank for their entire flight and ran that tank dry, causing four engines to flame out. You can argue your theories with them.
 
FN FAL said:
I'd like to see you cite your references that the government can operate negligently and not be held responsible for it's actions.
Sorry. Too many decisions; too little time. :)

But you can look up "governmental immunity." It's a legal principle that goes back to the days of the old English monarchy. Except in rare circumstances, the government can't be sued unless it consents to it. That what the Federal Tort Claims Act and similar state laws are about. I doubt you'd find many states in which the act covers a judicial or quasi-judicial administrative decision that turns out to be incorrect.

In the federal arena, check out the decisions under the Equal Access to Justice Act, which is a federal law that allows defendants in certain cases (including FAA certificate actions) to be reimbursed for their legal expenses in certain cases of unjustified prosecution and the hoops that you have to go through to be successful.
 
just a little update after speaking to an Aviation attorney today. He stated to me that since i did not have an active medical (expired after 24 months) at the time that i was not required to notify the FAA (the letter stated in 61.15. But he stated that when i apply for a new medical that in 18V i have to put previously reported in 92 (obviously) and THEN state the offense (which was not a conviction) in 94. He sounded pretty sure of himself on this so i am wondering if anyone can shed a little more light on this for me. I still have yet to get in touch with a few more attorneys to get there perspective. Just trying to do the right thing here without screwing myself!
 
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This ruling was affirmed on February 23, 2001 by the United States Court of Appeals for the District of Columbia Circuit. Based on these significant court victories, the named plaintiffs have sought an interim award of expenses and attorneys’ fees in the amount of $14,528,467.71 under the Equal Access to Justice Act (EAJA). Under EAJA, a party that has won its case in whole or in part is called the “prevailing party” and if the criteria of EAJA are met, that party is eligible for an award of expenses and attorneys fees paid by the government. Such an award, as here, includes costs such as attorneys’ fees and fees paid to experts. In general, the EAJA award is calculated using a reasonable hourly rate and the time expended by the individual lawyer or expert.

Indians sue federal government under EAJA...

http://forums.flightinfo.com/newreply.php?do=newreply&noquote=1&p=842504
 
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